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Gene Regulation in Eukaryotes

The latest estimates are that a human cell, a eukaryotic cell, contains approximately 35,000 genes.

How is gene expression regulated?

There are several methods used by eukaryotes. Protein-encoding genes have

Adjacent genes (RNA-encoding as well as protein-encoding) are often separated by an insulator which helps them avoid cross-talk between each other's promoters and enhancers (and/or silencers).

Transcription start site

This is where a molecule of RNA polymerase II (pol II) binds. Pol II is a complex of some 10 different proteins (shown in the figure in yellow with small colored circles superimposed on it). The start site is where transcription of the gene into mRNA begins.

The basal promoter

The basal promoter contains a sequence of 7 bases (TATAAAA) called the TATA box. It is bound by Transcription Factor IID (TFIID) which is a complex of some 10 different proteins including

The basal or core promoter is found in all protein-encoding genes. This is in sharp contrast to the upstream promoter whose structure and associated binding factors differ from gene to gene.

Although the figure is drawn as a straight line, the binding of transcription factors to each other probably draws the DNA of the promoter into a loop.

Many different genes and many different types of cells share the same transcription factors - not only those that bind at the basal promoter but even some of those that bind upstream. What turns on a particular gene in a particular cell is probably the unique combination of promoter sites and the transcription factors that are chosen.

An Analogy

The rows of lock boxes in a bank provide a useful analogy.

To open any particular box in the room requires two keys:
Link to a discussion of how the DNA sequence of promoter sites can be determined.
Transcription factors represent only a small fraction of the proteins in a cell. Link to a discussion of how they can nonetheless be isolated and purified.

Hormones exert many of their effects by forming transcription factors.

The complexes of hormones with their receptor represent one class of transcription factor. Hormone "response elements", to which the complex binds, are promoter sites. Link to a discussion of these.

Embryonic development requires the coordinated production and distribution of transcription factors.

Link to a discussion of some of the transcription factors that produce the segmented body plan in Drosophila.


Some transcription factors ("Enhancer-binding protein") bind to regions of DNA that are thousands of base pairs away from the gene they control. Binding increases the rate of transcription of the gene.

Enhancers can be located upstream, downstream, or even within the gene they control.

How does the binding of a protein to an enhancer regulate the transcription of a gene thousands of base pairs away?

One possibility is that enhancer-binding proteins - in addition to their DNA-binding site, have sites that bind to transcription factors ("TF") assembled at the promoter of the gene.

This would draw the DNA into a loop (as shown in the figure).

Visual evidence

Michael R. Botchan (who kindly supplied these electron micrographs) and his colleagues have produced visual evidence of this model of enhancer action. They created an artificial DNA molecule with

When these DNA molecules were added to a mixture of Sp1 and E2, the electron microscope showed that the DNA was drawn into loops with "tails" of approximately 300 and 800 base pairs.

At the neck of each loop were two distinguishable globs of material, one representing Sp1 (red), the other E2 (blue) molecules. (The two micrographs are identical; the lower one has been labeled to show the interpretation.)

Artificial DNA molecules lacking either the promoter sites or the enhancer sites, or with mutated versions of them, failed to form loops when mixed with the two proteins.


Silencers are control regions of DNA that, like enhancers, may be located thousands of base pairs away from the gene they control. However, when transcription factors bind to them, expression of the gene they control is repressed.


A problem:

As you can see above, enhancers can turn on promoters of genes located thousands of base pairs away. What is to prevent an enhancer from inappropriately binding to and activating the promoter of some other gene in the same region of the chromosome?

One answer: an insulator.

Insulators are

Their function is to prevent a gene from being influenced by the activation (or repression) of its neighbors.


The enhancer for the promoter of the gene for the delta chain of the gamma/delta T-cell receptor for antigen (TCR) is located close to the promoter for the alpha chain of the alpha/beta TCR (on chromosome 14 in humans). A T cell must choose between one or the other. There is an insulator between the alpha gene promoter and the delta gene promoter that ensures that activation of one does not spread over to the other.

Link to discussion of alpha/beta and gamma/delta T cells.

All insulators discovered so far in vertebrates work only when bound by a protein designated CTCF ("CCCTC binding factor"; named for a nucleotide sequence found in all insulators). CTCF has 11 zinc fingers. [View another example of a zinc-finger protein]

Another example: In mice (and humans), only the allele for insulin-like growth factor 2 (Igf2) inherited from one's father is active; that inherited from the mother is not - a phenomenon called imprinting.

The mechanism: the mother's allele has an insulator between the Igf2 promoter and enhancer. So does the father's allele, but in his case, the insulator has been methylated. CTCF can no longer bind to the insulator, and so the enhancer is now free to turn on the father's Igf2 promoter.

Link to a discussion of imprinting.

Gene regulation in prokaryotes

Prokaryotes also have mechanisms for regulating gene expression. These are described in The Operon.
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15 March 2001